Hi, I'm Jason Anderson.

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TL;DR

I'm a FinTech leader, currently focused compliance solutions for SMB Broker-Dealers and Investment Advisors. I'm working on a new project, building ComplianceBeta.

Background

After graduating college in 2010, I joined the old-school municipal bond dealer Roosevelt and Cross. My day job was to trade and sell muni's, but I became intersted in understanding the inner workings of these heavily regulated entities.

In 2017, I joined Neighborly, where I opened our New York office, launched a new Broker-Dealer and built a municipal bond investment platform. Our technology on-boarded tens of city and state government partners and transacted over $100 million of securities to individual investors. I encountered first-hand the challenges of building financial services infrastructure with the scalability of a tech start up.

In 2019, I joined a small team at Addepar, to help incubate Marketplace, a new business unit (the first one at Addepar) that leverages Addepar's data and client base to deliver targeted analytics, access to financial products, and digital execution to existing clients. In this effort, we launched a Broker-Dealer where I served as COO, and an Investment Advisor.

After standing up two BDs and an RIA, I started to feel the weight of repeat frustration, which were primarily rooted in the day-to-day operations and compliance functions. This led me to create ComplianceBeta. We manage day-to-day compliance and operational tasks for broker-dealers, investment advisors and funds. We work with your existing systems to take everyday tasks off of your plate. Our team has built broker-dealers and investment advisors from scratch. We know what it's like to be in the trenches, managing an overbearing compliance and operational workload that can slow down strategic progress and growth. We're building the company we wish we had during those times, and we're excited to help.

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Where to go from here?

Connect with me on LinkedIn,
or Email me at jason(at)compliancebeta(dot)com

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Thank you!

Jason Anderson